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010 _a2018-007825
020 _a9781119436751
_q(electronic book)
020 _a1119436753
_q(electronic book)
020 _a9781119436720
_q(electronic book)
020 _a1119436729
_q(electronic book)
020 _a9781119436775
_q(electronic book)
020 _a111943677X
_q(electronic book)
020 _z9781119436706
_q(paperback)
029 1 _aCHNEW
_b001003163
029 1 _aCHVBK
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035 _a(OCoLC)1023816726
_z(OCoLC)1032264051
035 _a(OCoLC)on1023816726
037 _aCL0500000959
_bSafari Books Online
039 9 _a201911041145
_bros
_y09-18-2019
_zhafiz
_wUKM UBCM Wiley MARC (363 titles).mrc
_x25
040 _aDLC
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041 _apcc
042 _apcc
049 _aMAIN
050 1 4 _aHG181
_b.L64 2018
072 7 _aBUS
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082 0 0 _a332.1068/1
_223
100 1 _aLoesch, Stefan,
_d1969-
_eauthor.
245 1 2 _aA guide to financial regulation for fintech entrepreneurs /
_cStefan Loesch.
264 1 _aChichester, West Sussex, United Kingdom :
_bJohn Wiley & Sons, Ltd,
_c2018.
264 4 _c©2018
300 _a1 online resource (xiii, 290 pages)
336 _atext
_btxt
_2rdacontent
337 _acomputer
_bc
_2rdamedia
338 _aonline resource
_bcr
_2rdacarrier
504 _aIncludes bibliographical references and index.
505 0 _aCover; Title Page; Copyright; Contents; About the Book; Acknowledgments; About the Author; Part I: Fintech Regulation and Strategy; Chapter 1: Regulatory Strategy for Fintech Companies; 1.1 Regulation; 1.2 A Regulatory Strategy Framework; Chapter 2: Overview of Financial Services Regulation; 2.1 Types of Regulation; 2.2 Strands of Regulation; Chapter 3: Regulation in Practice; 3.1 Sources of Regulation; 3.2 Regulatory Models; 3.3 Fintech Regulation; Chapter 4: The Financial Services Industry; 4.1 Classic and Corporate Banking; 4.2 Specialised Lending; 4.3 Investment Banking and Advisory.
505 8 _a4.4 Payments4.5 Asset Management; 4.6 Brokerage and Transaction Services; 4.7 Insurance; 4.8 Others; Chapter 5: Retail Financial Services Products; 5.1 Payments and Deposits; 5.2 Retail and SME/Mid-market Lending and Credit; 5.3 Retail Investments; 5.4 Other Products; 5.5 Insurance; 5.6 Financial Advisory; Chapter 6: Wholesale Financial Services Products; 6.1 Wholesale Credit; 6.2 Wholesale and Specialist Asset Management; 6.3 Primary Markets and Origination; 6.4 Sales, Trading, Brokerage, and Exchanges; 6.5 Settlement, Custody, and Ancillary Services; 6.6 Advisory and Research.
505 8 _aPart II: Selected Regulations in DetailSheet 1: Alternative Investment Fund Manager Directive; 1.1 General; 1.2 Authorisation to Market; 1.3 Interaction with Regulators; Sheet 2: Anti Money Laundering Directive; 2.1 Definition and Scope; 2.2 Implementation; 2.3 Obligations of All Companies; 2.4 Financial Intelligence Units and Cooperation; 2.5 Information Requirements on Transfers of Funds; Sheet 3: Bank Recovery and Resolution Directive; 3.1 Definition and Scope; 3.2 Preparation; 3.3 Execution; 3.4 Ancillary Regulations; Sheet 4: Cross-Border Payments Regulation; 4.1 Definition and Scope.
505 8 _aSheet 5: Consumer Contracts Directive5.1 Definition and Scope; Sheet 6: Consumer Credit Directive; 6.1 Definition and Scope; 6.2 Information to Be Provided Before Concluding an Agreement; 6.3 Credit Assessment and Credit Databases; 6.4 Information to Be Provided with Agreements; 6.5 Consumer Rights Under Credit Agreements; 6.6 Annual Percentage Rate of Charge (APR); Sheet 7: Capital Requirements Directives; 7.1 General Background on Basel and CRD; 7.3 Capital Requirements Overview; 7.4 Capital Requirements for Credit Risk; 7.5 Capital Requirements for Non-credit Risk; 7.6 Leverage Ratio.
505 8 _a7.7 Liquidity Risk7.8 Pillar 3 Disclosure; 7.9 Other; Sheet 8: Deposit Guarantee Scheme Directive; 8.1 Definition and Scope; Sheet 9: Distance Marketing in Financial Services Directive; 9.1 Definition and Scope; 9.2 Information Requirements; 9.3 Withdrawal and Renewal; 9.4 Other; Sheet 10: European Market Infrastructure Regulation; 10.1 Definition and Scope; 10.2 Central Counterparties; 10.3 Trade Repositories; Sheet 11: Electronic Money Directive; 11.1 Definition and Scope; Sheet 12: General Data Protection Regulation; 12.1 Definition and Scope; 12.2 Definition of Data.
505 8 _a12.3 Pre-requisites of Data Collectionâ#x80;#x94;Purpose and Consent.
520 _a'The Fintech Entrepreneurs Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over the last few years, and it is now an important sector in its own right. This means that Fintech companies, who could so far often rely on a comparatively lenient regulatory regime, will now have to give serious thoughts on compliance with applicable regulatory rules. Operating in a highly regulated environment is tedious, but not all badcompanies that can play the regulatory game well have a strategic advantage, especially with regard to time-to-market and scaling. Nothing spells missed opportunity like a competitor building market share with a copycat product whilst you are still waiting for your license! Written for professionals, this book helps anyone whose job has to do with formulating or executing a Fintech startup strategy or whose job touches financial services regulation, or anyone who simply wants an easy- to-read introduction to financial services and their regulation. Describes the purpose of and principle behind modern financial services regulation Explains how to include regulation into a startups strategic planning to optimize time-to-market and scaling Gives an overview of the entire financial services space, and which regulations apply where Gives detailed references to 20 key regulations in the EU regulatory system, including PSD, GDPR, CRD, AMLD, MiFID, UCITSD, AIFMD The first part introduces financial services regulation, its purpose, how it is created (especially in the EU and in the US), and it develops a framework for including regulations into the strategic planning of a company. It also gives a rundown of the current financial services spaceplayers and productsand its key regulations. The second part describes a regulatory system in more detail. The system chosen is the EU because it is more consistent and unified than the US system where a lot of the regulation still is created at the state-level. However, as most financial regulation nowadays is determined at the global level, the principles found in EU regulation will be by and large also be found the US and other systems'--
_cProvided by publisher.
520 _a'Written for professionals, this book helps anyone whose job has to do with formulating or executing a Fintech startup strategy or whose job touches financial services regulation, or anyone who simply wants an easy- to-read introduction to financial services and their regulation'--
_cProvided by publisher.
588 0 _aOnline resource; title from digital title page (viewed on July 09, 2018).
650 0 _aFinancial services industry
_xManagement.
650 0 _aFinancial services industry
_xLaw and legislation.
650 7 _aBUSINESS & ECONOMICS
_xFinance.
_2bisacsh
650 7 _aFinancial services industry
_xLaw and legislation.
_2fast
_0(OCoLC)fst00924762
650 7 _aFinancial services industry
_xManagement.
_2fast
_0(OCoLC)fst00924764
655 4 _aElectronic books.
773 0 _tWiley e-books
776 0 8 _iPrint version:
_aLoesch, Stefan, 1969-
_tGuide to financial regulation for fintech entrepreneurs.
_dHoboken : Wiley, 2018
_z9781119436706
_w(DLC) 2018004186
856 4 0 _uhttps://eresourcesptsl.ukm.remotexs.co/user/login?url=https://doi.org/10.1002/9781119436775
_zWiley Online Library
907 _a.b16755182
_b2022-11-04
_c2019-11-12
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998 _ae
_b2019-05-09
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