A guide to financial regulation for fintech entrepreneurs / (Record no. 643405)
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| 005 - DATE AND TIME OF LATEST TRANSACTION | |
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| 007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION | |
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| fixed length control field | 190918t20182018enka ob 001 0 eng |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER | |
| LC control number | 2018-007825 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781119436751 |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 1119436753 |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781119436720 |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 1119436729 |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781119436775 |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 111943677X |
| Qualifying information | (electronic book) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781119436706 |
| Qualifying information | (paperback) |
| 029 1# - OTHER SYSTEM CONTROL NUMBER (OCLC) | |
| OCLC library identifier | CHNEW |
| System control number | 001003163 |
| 029 1# - OTHER SYSTEM CONTROL NUMBER (OCLC) | |
| OCLC library identifier | CHVBK |
| System control number | 516428462 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)1023816726 |
| Canceled/invalid control number | (OCoLC)1032264051 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)on1023816726 |
| 037 ## - SOURCE OF ACQUISITION | |
| Stock number | CL0500000959 |
| Source of stock number/acquisition | Safari Books Online |
| 039 #9 - LEVEL OF BIBLIOGRAPHIC CONTROL AND CODING DETAIL [OBSOLETE] | |
| Level of rules in bibliographic description | 201911041145 |
| Level of effort used to assign nonsubject heading access points | ros |
| y | 09-18-2019 |
| z | hafiz |
| w | UKM UBCM Wiley MARC (363 titles).mrc |
| x | 25 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | DLC |
| Language of cataloging | eng |
| Description conventions | rda |
| -- | pn |
| Transcribing agency | DLC |
| Modifying agency | OCLCO |
| -- | NST |
| -- | DG1 |
| -- | YDX |
| -- | EBLCP |
| -- | OCLCF |
| -- | NLE |
| -- | MERER |
| -- | OCLCQ |
| -- | UAB |
| -- | OCLCQ |
| -- | IDB |
| -- | UPM |
| -- | UMI |
| -- | TOH |
| -- | RECBK |
| -- | OCLCQ |
| -- | YDX |
| -- | OCLCO |
| -- | OCLCQ |
| -- | DEBBG |
| -- | U3W |
| -- | OCLCQ |
| -- | WYU |
| -- | DLC |
| 041 ## - LANGUAGE CODE | |
| Language code of text/sound track or separate title | pcc |
| 042 ## - AUTHENTICATION CODE | |
| Authentication code | pcc |
| 049 ## - LOCAL HOLDINGS (OCLC) | |
| Holding library | MAIN |
| 050 14 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | HG181 |
| Item number | .L64 2018 |
| 072 #7 - SUBJECT CATEGORY CODE | |
| Subject category code | BUS |
| Subject category code subdivision | 027000 |
| Source | bisacsh |
| 082 00 - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 332.1068/1 |
| Edition information | 23 |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Loesch, Stefan, |
| Dates associated with a name | 1969- |
| Relator term | author. |
| 245 12 - TITLE STATEMENT | |
| Title | A guide to financial regulation for fintech entrepreneurs / |
| Statement of responsibility, etc. | Stefan Loesch. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | Chichester, West Sussex, United Kingdom : |
| Name of producer, publisher, distributor, manufacturer | John Wiley & Sons, Ltd, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2018. |
| 264 #4 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Date of production, publication, distribution, manufacture, or copyright notice | ©2018 |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 1 online resource (xiii, 290 pages) |
| 336 ## - CONTENT TYPE | |
| Content type term | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - MEDIA TYPE | |
| Media type term | computer |
| Media type code | c |
| Source | rdamedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | online resource |
| Carrier type code | cr |
| Source | rdacarrier |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE | |
| Bibliography, etc. note | Includes bibliographical references and index. |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Cover; Title Page; Copyright; Contents; About the Book; Acknowledgments; About the Author; Part I: Fintech Regulation and Strategy; Chapter 1: Regulatory Strategy for Fintech Companies; 1.1 Regulation; 1.2 A Regulatory Strategy Framework; Chapter 2: Overview of Financial Services Regulation; 2.1 Types of Regulation; 2.2 Strands of Regulation; Chapter 3: Regulation in Practice; 3.1 Sources of Regulation; 3.2 Regulatory Models; 3.3 Fintech Regulation; Chapter 4: The Financial Services Industry; 4.1 Classic and Corporate Banking; 4.2 Specialised Lending; 4.3 Investment Banking and Advisory. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | 4.4 Payments4.5 Asset Management; 4.6 Brokerage and Transaction Services; 4.7 Insurance; 4.8 Others; Chapter 5: Retail Financial Services Products; 5.1 Payments and Deposits; 5.2 Retail and SME/Mid-market Lending and Credit; 5.3 Retail Investments; 5.4 Other Products; 5.5 Insurance; 5.6 Financial Advisory; Chapter 6: Wholesale Financial Services Products; 6.1 Wholesale Credit; 6.2 Wholesale and Specialist Asset Management; 6.3 Primary Markets and Origination; 6.4 Sales, Trading, Brokerage, and Exchanges; 6.5 Settlement, Custody, and Ancillary Services; 6.6 Advisory and Research. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Part II: Selected Regulations in DetailSheet 1: Alternative Investment Fund Manager Directive; 1.1 General; 1.2 Authorisation to Market; 1.3 Interaction with Regulators; Sheet 2: Anti Money Laundering Directive; 2.1 Definition and Scope; 2.2 Implementation; 2.3 Obligations of All Companies; 2.4 Financial Intelligence Units and Cooperation; 2.5 Information Requirements on Transfers of Funds; Sheet 3: Bank Recovery and Resolution Directive; 3.1 Definition and Scope; 3.2 Preparation; 3.3 Execution; 3.4 Ancillary Regulations; Sheet 4: Cross-Border Payments Regulation; 4.1 Definition and Scope. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Sheet 5: Consumer Contracts Directive5.1 Definition and Scope; Sheet 6: Consumer Credit Directive; 6.1 Definition and Scope; 6.2 Information to Be Provided Before Concluding an Agreement; 6.3 Credit Assessment and Credit Databases; 6.4 Information to Be Provided with Agreements; 6.5 Consumer Rights Under Credit Agreements; 6.6 Annual Percentage Rate of Charge (APR); Sheet 7: Capital Requirements Directives; 7.1 General Background on Basel and CRD; 7.3 Capital Requirements Overview; 7.4 Capital Requirements for Credit Risk; 7.5 Capital Requirements for Non-credit Risk; 7.6 Leverage Ratio. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | 7.7 Liquidity Risk7.8 Pillar 3 Disclosure; 7.9 Other; Sheet 8: Deposit Guarantee Scheme Directive; 8.1 Definition and Scope; Sheet 9: Distance Marketing in Financial Services Directive; 9.1 Definition and Scope; 9.2 Information Requirements; 9.3 Withdrawal and Renewal; 9.4 Other; Sheet 10: European Market Infrastructure Regulation; 10.1 Definition and Scope; 10.2 Central Counterparties; 10.3 Trade Repositories; Sheet 11: Electronic Money Directive; 11.1 Definition and Scope; Sheet 12: General Data Protection Regulation; 12.1 Definition and Scope; 12.2 Definition of Data. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | 12.3 Pre-requisites of Data Collectionâ#x80;#x94;Purpose and Consent. |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc. | 'The Fintech Entrepreneurs Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over the last few years, and it is now an important sector in its own right. This means that Fintech companies, who could so far often rely on a comparatively lenient regulatory regime, will now have to give serious thoughts on compliance with applicable regulatory rules. Operating in a highly regulated environment is tedious, but not all badcompanies that can play the regulatory game well have a strategic advantage, especially with regard to time-to-market and scaling. Nothing spells missed opportunity like a competitor building market share with a copycat product whilst you are still waiting for your license! Written for professionals, this book helps anyone whose job has to do with formulating or executing a Fintech startup strategy or whose job touches financial services regulation, or anyone who simply wants an easy- to-read introduction to financial services and their regulation. Describes the purpose of and principle behind modern financial services regulation Explains how to include regulation into a startups strategic planning to optimize time-to-market and scaling Gives an overview of the entire financial services space, and which regulations apply where Gives detailed references to 20 key regulations in the EU regulatory system, including PSD, GDPR, CRD, AMLD, MiFID, UCITSD, AIFMD The first part introduces financial services regulation, its purpose, how it is created (especially in the EU and in the US), and it develops a framework for including regulations into the strategic planning of a company. It also gives a rundown of the current financial services spaceplayers and productsand its key regulations. The second part describes a regulatory system in more detail. The system chosen is the EU because it is more consistent and unified than the US system where a lot of the regulation still is created at the state-level. However, as most financial regulation nowadays is determined at the global level, the principles found in EU regulation will be by and large also be found the US and other systems'-- |
| Assigning source | Provided by publisher. |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc. | 'Written for professionals, this book helps anyone whose job has to do with formulating or executing a Fintech startup strategy or whose job touches financial services regulation, or anyone who simply wants an easy- to-read introduction to financial services and their regulation'-- |
| Assigning source | Provided by publisher. |
| 588 0# - SOURCE OF DESCRIPTION NOTE | |
| Source of description note | Online resource; title from digital title page (viewed on July 09, 2018). |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Financial services industry |
| General subdivision | Management. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Financial services industry |
| General subdivision | Law and legislation. |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | BUSINESS & ECONOMICS |
| General subdivision | Finance. |
| Source of heading or term | bisacsh |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Financial services industry |
| General subdivision | Law and legislation. |
| Source of heading or term | fast |
| Authority record control number or standard number | (OCoLC)fst00924762 |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Financial services industry |
| General subdivision | Management. |
| Source of heading or term | fast |
| Authority record control number or standard number | (OCoLC)fst00924764 |
| 655 #4 - INDEX TERM--GENRE/FORM | |
| Genre/form data or focus term | Electronic books. |
| 773 0# - HOST ITEM ENTRY | |
| Title | Wiley e-books |
| 776 08 - ADDITIONAL PHYSICAL FORM ENTRY | |
| Relationship information | Print version: |
| Main entry heading | Loesch, Stefan, 1969- |
| Title | Guide to financial regulation for fintech entrepreneurs. |
| Place, publisher, and date of publication | Hoboken : Wiley, 2018 |
| International Standard Book Number | 9781119436706 |
| Record control number | (DLC) 2018004186 |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://eresourcesptsl.ukm.remotexs.co/user/login?url=https://doi.org/10.1002/9781119436775">https://eresourcesptsl.ukm.remotexs.co/user/login?url=https://doi.org/10.1002/9781119436775</a> |
| Public note | Wiley Online Library |
| 907 ## - LOCAL DATA ELEMENT G, LDG (RLIN) | |
| a | .b16755182 |
| b | 2022-11-04 |
| c | 2019-11-12 |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Suppress in OPAC | No |
| 914 ## - VTLS Number | |
| VTLS Number | vtls003651175 |
| 998 ## - LOCAL CONTROL INFORMATION (RLIN) | |
| Library | |
| Operator's initials, OID (RLIN) | 2019-05-09 |
| Cataloger's initials, CIN (RLIN) | m |
| Material Type (Sierra) | E-Book |
| Language | English |
| Country | |
| -- | 0 |
| -- | .b16755182 |
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